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SEC expands advisors' mandatory disclosure of separate account info

SIFMA SmartBrief | Aug 26, 2016

The Securities and Exchange Commission voted to amend its rules to require investment advisors to provide more information about separately managed accounts in reports to clients and the SEC. The agency's head, Mary Jo White, said the changes are part of an effort to improve regulation and monitoring of asset management. Bloomberg (08/25) Pensions & Investments (free access for SmartBrief readers) (08/25) Reuters (08/25) Global Investor magazine online (08/25)


SEC charges 71 muni issuers for disclosure violations

SIFMA SmartBrief | Aug 25, 2016

SEC's relaxed trading requirements for advisors to expire

SIFMA SmartBrief | Aug 25, 2016

FINRA candidates concerned about small-firm compliance

SIFMA SmartBrief | Aug 23, 2016

Fed officials begin to accept that "normal" has changed

SIFMA SmartBrief | Aug 23, 2016

8 of Fed's 12 regional banks pressed for discount-rate hike

SIFMA SmartBrief | Aug 24, 2016

Edward Jones announces fiduciary-rule compliance plan

SIFMA SmartBrief | Aug 22, 2016

Labor clears way for state-run workplace retirement plans

SIFMA SmartBrief | Aug 26, 2016

Banks race to meet OTC derivatives collateral requirements

SIFMA SmartBrief | Aug 22, 2016

Citigroup: Central banks twisting markets out of joint

SIFMA SmartBrief | Aug 24, 2016


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SIFMA's Regulatory Tracker: Follow Key Regulatory Developments

SIFMA SmartBrief | Aug 29, 2016

Program now available: Regional Senior Investor Protection Workshop -- Sept. 21

SIFMA SmartBrief | Aug 29, 2016

SIFMA AMG Global Development Conference: Oct. 13, NYC

SIFMA SmartBrief | Aug 26, 2016

Download the Playbook for Implementing T+2 Settlement Cycle in the US

SIFMA SmartBrief | Aug 26, 2016

Download SIFMA's Fact Book

SIFMA SmartBrief | Aug 25, 2016




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