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FINRA considers dropping CARDS amid security concerns

SIFMA SmartBrief | May 01, 2015

The Financial Industry Regulatory Authority won't implement a broad data-collection program until the financial-services industry's concerns have been resolved, according to CEO Richard Ketchum's testimony prepared for Congress. Critics are concerned about the security of information in the Comprehensive Automated Risk Data System and potential costs. Bloomberg (04/29) InvestmentNews (free registration) (04/30)


SEC moves toward disclosure rule for exec pay

SIFMA SmartBrief | Apr 29, 2015

House bill would require HQLA treatment for some munis

SIFMA SmartBrief | May 05, 2015

Rep. Neugebauer questions SEC about shortage of bond liquidity

SIFMA SmartBrief | Apr 30, 2015

Research delves into how men and women invest

SIFMA SmartBrief | May 04, 2015

Asset managers offer their take on "duration" plays

SIFMA SmartBrief | May 01, 2015

Operational issue causes early release of Twitter earnings

SIFMA SmartBrief | Apr 30, 2015

FSOC member sees inappropriate foreign influence on U.S. policy

SIFMA SmartBrief | Apr 29, 2015

MiFID II seen boosting U.S. trading costs, hurting investment performance

SIFMA SmartBrief | May 04, 2015

Vendor risk management receives heightened scrutiny

SIFMA SmartBrief | Apr 30, 2015


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SIFMA SmartBrief | May 05, 2015

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SIFMA Standard Forms and Documentation Library: Promoting Industry Transparency

SIFMA SmartBrief | May 05, 2015

SIFMA Research: Leading Reports on the Financial Industry and Markets

SIFMA SmartBrief | May 05, 2015

This Thursday in NYC: Equity Market Structure Conference

SIFMA SmartBrief | May 04, 2015




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