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Labor not listening to fiduciary comments, SEC official says

SIFMA SmartBrief | Jul 27, 2015

Securities and Exchange Commission member Daniel Gallagher doubts the U.S. Department of Labor is listening to public comment about its proposed fiduciary rule, he says in a letter to Labor Secretary Thomas Perez. "It is clear to me that the [department] rulemaking is a fait accompli and that the comment process is merely perfunctory. ... I am convinced that the rule, when finalized, will harm investors and the U.S. capital markets," Gallagher wrote. Visit SIFMA's DOL Fiduciary Standard Resource Center. BenefitsPro.com (07/23)


Financial firms struggle with cyberthreats

SIFMA SmartBrief | Jul 30, 2015

Major banks face class-action suit over Treasurys

SIFMA SmartBrief | Jul 27, 2015

Corporate bond liquidity affected by cornered market

SIFMA SmartBrief | Jul 30, 2015

Obama, Labor face lawmaker pressure to start over on fiduciary rule

SIFMA SmartBrief | Jul 28, 2015

House committee tells Labor to drop fiduciary proposal

SIFMA SmartBrief | Jul 24, 2015

Basel Committee, IOSCO publish criteria for assessing ABS risks

SIFMA SmartBrief | Jul 24, 2015

BofA's Harris discusses commodities, economy, Fed policy

SIFMA SmartBrief | Jul 29, 2015

Fed mistakenly publishes interest-rate forecast

SIFMA SmartBrief | Jul 27, 2015

Experts raise concerns about Fed's muni-bond proposal

SIFMA SmartBrief | Jul 28, 2015


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T+2 Symposium: The Move to a Shortened Settlement Cycle -- Sept. 17, NYC

SIFMA SmartBrief | Jul 31, 2015

SIFMA's newsletter suite: Coverage of your business

SIFMA SmartBrief | Jul 31, 2015

SIFMA submits comments on DOL's proposed retirement regulation

SIFMA SmartBrief | Jul 31, 2015

Participate in SIFMA Foundation's Summer Data Drive

SIFMA SmartBrief | Jul 31, 2015

Invitation to Participate: Survey for Report on Merit Budgets, Bonuses & Benefits 2016

SIFMA SmartBrief | Jul 30, 2015




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