Most Clicked StoriesMore >


Definition of accredited investor could broaden soon

FSI NewsBrief | Dec 07, 2016

A 391-2 House vote in favor of legislation to relax the definition of an accredited investor to let more people invest in unregistered securities means the bill could become law by year-end. The Senate could accelerate approval through unanimous consent, which requires only a voice vote. InvestmentNews (12/06)


Senate may press for 401(k) lifetime-income disclosure

FSI NewsBrief | Dec 08, 2016

Advisors: Fiduciary rule might turn away young investors

FSI NewsBrief | Dec 06, 2016

Americans retiring despite financial squeeze

FSI NewsBrief | Dec 05, 2016

FINRA to expand public arbitrator list

FSI NewsBrief | Dec 05, 2016

SEC enforcement head to leave

FSI NewsBrief | Dec 09, 2016

Vote on retirement savings law could come this year

FSI NewsBrief | Dec 09, 2016

Commentary: Simple fixed annuities are ideal for retirement income

FSI NewsBrief | Dec 06, 2016

Supreme Court to review suits against church retirement plans

FSI NewsBrief | Dec 05, 2016

HHS plans reporting system for elder financial abuse

FSI NewsBrief | Dec 08, 2016


Find FSI NewsBrief Issues by Date:





Sign up for FSI NewsBrief



Designed specifically for independent broker-dealers and independent financial advisors, FSI Newsbrief is a FREE daily e-mail newsletter. It provides the latest news to help you stay on top of the industry and better advise your clients. Learn more