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SEC approves Consolidated Audit Trail

SIFMA SmartBrief: Operations and Technology Edition | Nov 17, 2016

On Tuesday, the Securities and Exchange Commission approved the formation of a digital warehouse that will act as a central database for trade orders, execution, modification and cancellation. The Consolidated Audit Trail is intended to allow regulators to better address market disruptions and track market manipulation. View SIFMA's CAT Resource Center. The Wall Street Journal (tiered subscription model) (11/15) Financial Times (tiered subscription model) (11/15) Reuters (11/15)


Luparello resigns as SEC's trading, markets head

SIFMA SmartBrief: Operations and Technology Edition | Nov 23, 2016

Changes to financial regulations expected under Trump

SIFMA SmartBrief: Operations and Technology Edition | Nov 10, 2016

Fed publishes research paper on fintech

SIFMA SmartBrief: Operations and Technology Edition | Dec 08, 2016

Blockchain platform secures confidential data

SIFMA SmartBrief: Operations and Technology Edition | Dec 08, 2016

BNY Mellon experiences 19-hour SWIFT outage

SIFMA SmartBrief: Operations and Technology Edition | Dec 08, 2016

AI poised to surpass human investment savvy

SIFMA SmartBrief: Operations and Technology Edition | Dec 01, 2016

Industry plan would secure customer data

SIFMA SmartBrief: Operations and Technology Edition | Dec 01, 2016

JPMorgan establishes e-trading team

SIFMA SmartBrief: Operations and Technology Edition | Nov 23, 2016

Source code cybersecurity concerns industry

SIFMA SmartBrief: Operations and Technology Edition | Nov 10, 2016


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Sign up for SIFMA's Signature Executive Education Program: SII at Wharton

SIFMA SmartBrief: Operations and Technology Edition | Dec 08, 2016

Early-bird rates available: 2017 Operations Conference & Exhibition: May 8-11, Florida

SIFMA SmartBrief: Operations and Technology Edition | Dec 08, 2016

Registration open: SIFMA's Signature Executive Education Program

SIFMA SmartBrief: Operations and Technology Edition | Dec 01, 2016

Long-term securities issuance up 19.4% year-over-year: New data from SIFMA research

SIFMA SmartBrief: Operations and Technology Edition | Dec 01, 2016

A brief summary of facts and studies: Understanding the impact of regulation on economic growth

SIFMA SmartBrief: Operations and Technology Edition | Dec 01, 2016




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