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JPMorgan software identifies potentially rogue workers

SIFMA SmartBrief: Operations and Technology Edition | Apr 09, 2015

Sally Dewar, JPMorgan Chase's head of regulatory affairs for Europe, is overseeing an algorithmic program that identifies employees who might go rogue. The software considers dozens of factors, including whether an employee violates trading rules or fails to attend compliance classes. "It's very difficult for a business head to take what could be hundreds of data points and start to draw any themes about a particular desk or trader," Dewar said. "The idea is to refine those data points to help predict patterns of behavior." Bloomberg (04/08)


Fixed-income market gives attention to best execution

SIFMA SmartBrief: Operations and Technology Edition | Mar 26, 2015

Compliance jobs see higher pay, greater risk

SIFMA SmartBrief: Operations and Technology Edition | Apr 09, 2015

Centralized view of operations difficult to achieve

SIFMA SmartBrief: Operations and Technology Edition | Apr 16, 2015

Tom Price: What to expect from SIFMA OPS 2015 in San Diego

SIFMA SmartBrief: Operations and Technology Edition | Apr 09, 2015

ICE's Sprecher says cybersecurity efforts could hit HFT

SIFMA SmartBrief: Operations and Technology Edition | Mar 19, 2015

New market structure leads buy side to seek help from sell side

SIFMA SmartBrief: Operations and Technology Edition | Apr 02, 2015

SEC calls for FINRA registration of prop-trading firms

SIFMA SmartBrief: Operations and Technology Edition | Mar 26, 2015

CAT project won't be completed soon, SEC's Stein says

SIFMA SmartBrief: Operations and Technology Edition | Apr 16, 2015

Daily reporting under Basel III a challenge for banks

SIFMA SmartBrief: Operations and Technology Edition | Mar 19, 2015


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Complimentary Event: Canada-US Securities Summit -- May 13, NYC

SIFMA SmartBrief: Operations and Technology Edition | Apr 16, 2015

So long San Diego! Stay tuned for highlights from Ops 2015

SIFMA SmartBrief: Operations and Technology Edition | Apr 16, 2015

Meet the Market North America: Seminar on the Global LEI System Update -- June 10, NYC

SIFMA SmartBrief: Operations and Technology Edition | Apr 16, 2015

Join SIFMA and Insurance Experts for a Cyber Insurance Webinar -- April 23

SIFMA SmartBrief: Operations and Technology Edition | Apr 16, 2015

Get industry updates and network with colleagues: Join SIFMA’s LinkedIn groups today

SIFMA SmartBrief: Operations and Technology Edition | Apr 09, 2015




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