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2015 regulatory lessons pave road to 2016 compliance

SIFMA SmartBrief: Operations and Technology Edition | Jan 14, 2016

A look at last year's regulatory changes with respect to investor protections, anti-money-laundering controls and cybersecurity can prepare firms for challenges in the new year. The role of the chief compliance officer has also become more important as regulators push for individual accountability for corporate wrongdoing. Reuters (01/13)


Big banks double down on technology

SIFMA SmartBrief: Operations and Technology Edition | Feb 04, 2016

Banks capitalize on reg-tech to comply with changing rules

SIFMA SmartBrief: Operations and Technology Edition | Jan 28, 2016

Banks cut costs to offset economic concerns

SIFMA SmartBrief: Operations and Technology Edition | Jan 21, 2016

Analysis: Settlement fails can boost counterparty credit risk

SIFMA SmartBrief: Operations and Technology Edition | Jan 14, 2016

Influence of fin-tech destined to grow, Davos panel says

SIFMA SmartBrief: Operations and Technology Edition | Jan 21, 2016

N.Y. eyes prosecution of compliance officers

SIFMA SmartBrief: Operations and Technology Edition | Feb 04, 2016

Compliance officers fill gap left by lack of fin-tech regulation

SIFMA SmartBrief: Operations and Technology Edition | Feb 04, 2016

Cybersecurity tops list of op risk practitioners' concerns

SIFMA SmartBrief: Operations and Technology Edition | Jan 21, 2016

Fin-tech, block chain discussed in Davos

SIFMA SmartBrief: Operations and Technology Edition | Jan 28, 2016


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Download the Playbook for Implementing T+2 Settlement Cycle in the U.S.

SIFMA SmartBrief: Operations and Technology Edition | Feb 04, 2016

Now available: 2016 Report on Merit Budgets, Bonuses & Benefits

SIFMA SmartBrief: Operations and Technology Edition | Feb 04, 2016

New SIFMA Research: US quarterly highlights, Q4 2015

SIFMA SmartBrief: Operations and Technology Edition | Feb 04, 2016

Program Available: T+2 Symposium -- Implementation Planning, Feb. 23

SIFMA SmartBrief: Operations and Technology Edition | Feb 04, 2016

Your Money, Your Choice: Keep Retirement Open

SIFMA SmartBrief: Operations and Technology Edition | Jan 28, 2016




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