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"Flash crash" has lasting legacy in regulation, compliance

SIFMA SmartBrief: Operations and Technology Edition | Aug 04, 2016

The Securities and Exchange Commission created Rule 15c3-5 in response to the May 2010 "flash crash." Regulations and compliance systems worldwide have been increasingly geared toward prevention of such an event. Bloomberg Trading Solutions (07/28)


International regulators voice concerns about CCPs

SIFMA SmartBrief: Operations and Technology Edition | Aug 18, 2016

SWIFT faces increased oversight from US regulators

SIFMA SmartBrief: Operations and Technology Edition | Aug 25, 2016

Banks, broker pitch digital currency for trade settlements

SIFMA SmartBrief: Operations and Technology Edition | Aug 25, 2016

Role of risk manager evolves at securities-trading firms

SIFMA SmartBrief: Operations and Technology Edition | Jul 28, 2016

US banks plan cyberdefense partnership

SIFMA SmartBrief: Operations and Technology Edition | Aug 11, 2016

How Bridgewater's dual-party valuation process works

SIFMA SmartBrief: Operations and Technology Edition | Aug 11, 2016

Central banks wrestle with implications of digital currency

SIFMA SmartBrief: Operations and Technology Edition | Jul 28, 2016

Banks reportedly hasten timeline for moving jobs from UK

SIFMA SmartBrief: Operations and Technology Edition | Aug 18, 2016

Virtu reinvents electronic trading

SIFMA SmartBrief: Operations and Technology Edition | Aug 11, 2016


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SIFMA's Regulatory Tracker: Follow Key Regulatory Developments

SIFMA SmartBrief: Operations and Technology Edition | Aug 25, 2016

Jack Dorsey and Mary Jo White Added to the Capital Markets Conference - Sep. 26-27, Washington, DC

SIFMA SmartBrief: Operations and Technology Edition | Aug 25, 2016

Program Available: 13th Annual Global Corporate Actions Forum, Oct. 6 in Boston

SIFMA SmartBrief: Operations and Technology Edition | Aug 18, 2016

Jack Dorsey and Mary Jo White added to the Capital Markets Conference -- Sept. 26-27, Washington, D.C.

SIFMA SmartBrief: Operations and Technology Edition | Aug 18, 2016

Early-Bird Rates Available: Listed Options Symposium, Nov. 3 in NYC

SIFMA SmartBrief: Operations and Technology Edition | Aug 11, 2016




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