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All US securities to be available for NYSE floor trading

SIFMA SmartBrief: Operations and Technology Edition | Jan 12, 2017

The New York Stock Exchange is set to open up floor-based trading to all US securities this year. Parent company Intercontinental Exchange stated that the move is designed to increase transparency and efficiency, as well as offer parity with securities on other US equity exchanges. Reuters (01/11) The Trade (UK) (01/11)


SEC gives high priority to robo-adviser exams in 2017

SIFMA SmartBrief: Operations and Technology Edition | Jan 19, 2017

SEC taps Thesys to build CAT database

SIFMA SmartBrief: Operations and Technology Edition | Jan 19, 2017

Tech advancement expected to reshape finance

SIFMA SmartBrief: Operations and Technology Edition | Jan 12, 2017

Bank job cuts expected to continue as technology changes

SIFMA SmartBrief: Operations and Technology Edition | Jan 05, 2017

2016: A year of shake-ups in market structure

SIFMA SmartBrief: Operations and Technology Edition | Jan 05, 2017

Available bond-trading platforms swell in number

SIFMA SmartBrief: Operations and Technology Edition | Jan 12, 2017

ACH payments now give banks less time to monitor for fraud

SIFMA SmartBrief: Operations and Technology Edition | Jan 05, 2017

Changes to financial regulations expected under Trump

SIFMA SmartBrief: Operations and Technology Edition | Dec 29, 2016

CFTC automated-trading rules in doubt

SIFMA SmartBrief: Operations and Technology Edition | Jan 05, 2017


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SIFMA's Regulatory Tracker: Follow Key Regulatory Developments

SIFMA SmartBrief: Operations and Technology Edition | Jan 19, 2017

Announcing SIFMA's Social Media & Digital Marketing Seminar West Coast: Feb. 23

SIFMA SmartBrief: Operations and Technology Edition | Jan 19, 2017

Early bird rates available: 2017 Operations Conference & Exhibition: May 8-11, Florida

SIFMA SmartBrief: Operations and Technology Edition | Jan 12, 2017

Announcing the T+2 Settlement Conference: March 29, New York Marriott Downtown

SIFMA SmartBrief: Operations and Technology Edition | Jan 12, 2017

Early-bird rates available: 2017 Operations Conference & Exhibition: May 8-11, Florida

SIFMA SmartBrief: Operations and Technology Edition | Jan 05, 2017




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