Most Clicked StoriesMore >


SEC plans 2017 proposal of uniform fiduciary rule

SIFMA SmartBrief | May 20, 2016

The Securities and Exchange Commission plans to propose a uniform fiduciary rule for investment advisers and brokers in April, according to the Office of Management and Budget website. The agency is also considering authorizing third-party adviser examinations. InvestmentNews (05/19)


SEC's White: Cyberrisk is top threat to financial system

SIFMA SmartBrief | May 18, 2016

Centralized reporting of Treasury trading sought by regulators

SIFMA SmartBrief | May 17, 2016

Commentary: Banks, brokerages embrace 3 lines of defense

SIFMA SmartBrief | May 17, 2016

GAO reviews structure of financial-regulatory system

SIFMA SmartBrief | May 19, 2016

HSBC reduces IT jobs, plans 50,000 cuts worldwide

SIFMA SmartBrief | May 17, 2016

Citadel acquires trading business from Citi unit

SIFMA SmartBrief | May 18, 2016

Part of Dell's $16B bond offering to carry unusually high yield

SIFMA SmartBrief | May 17, 2016

Rate hike possible in June, Fed minutes show

SIFMA SmartBrief | May 19, 2016

Nasdaq cautions SEC on IEX speed bump

SIFMA SmartBrief | May 20, 2016


Find SIFMA SmartBrief Issues by Date:



SIFMA News More >


SIFMA AMG Diversity & Inclusion Forum: June 7, NYC -- Speakers added!

SIFMA SmartBrief | May 24, 2016

SIFMA releases muni bond credit report for Q1 2016

SIFMA SmartBrief | May 24, 2016

Program now available: C&L Society Regional Seminar -- June 14, St. Louis

SIFMA SmartBrief | May 24, 2016

Follow Key Regulatory Developments: SIFMA’s Legal Brief and Regulatory Tracker

SIFMA SmartBrief | May 24, 2016

Register today: GFMA's Global LEI System Webinar Update, June 9

SIFMA SmartBrief | May 23, 2016




Sign up for SIFMA SmartBrief



Designed specifically for investment bankers, broker-dealers, and mutual fund professionals, SIFMA SmartBrief is a FREE e-mail newsletter. By providing a summary of the day's most important securities news, SIFMA SmartBrief saves you time and keeps you smart. Sign up today to receive SIFMA SmartBrief, FREE of charge. Learn more