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FINRA returns $20M to brokerages in rebates

SIFMA SmartBrief | Jun 30, 2015

The Financial Industry Regulatory Authority gave back $20 million in rebates to brokerage firms last year. The industry-funded watchdog posted $997 million in net revenue, up from $901 million in 2013, and profit of $120 million. Reuters (06/29)


Greece shutters banks, implements other capital controls

SIFMA SmartBrief | Jun 29, 2015

Senate panel OKs measure to leave Labor fiduciary rule unfunded

SIFMA SmartBrief | Jun 26, 2015

SEC member faults charges against compliance heads

SIFMA SmartBrief | Jun 25, 2015

Morgan Stanley seeks to ramp up bond trading

SIFMA SmartBrief | Jun 29, 2015

State laws complicate brokerages' dealings with older clients

SIFMA SmartBrief | Jun 25, 2015

FINRA studies possible overcharging of mutual fund investors

SIFMA SmartBrief | Jun 25, 2015

Court: Banks aren't customers with special protection in repo deals

SIFMA SmartBrief | Jun 30, 2015

JPMorgan creates role amid prime brokerage reshuffle

SIFMA SmartBrief | Jun 29, 2015

Citigroup emerges as biggest U.S. derivatives dealer

SIFMA SmartBrief | Jun 30, 2015


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Mark your calendar: SIFMA's Senior Investors Forum -- Oct. 13, NYC

SIFMA SmartBrief | Jul 02, 2015

Visit SIFMA's DOL Fiduciary Standard Resource Center

SIFMA SmartBrief | Jul 02, 2015

SIFMA recommends full market close July 3 -- Read more

SIFMA SmartBrief | Jul 02, 2015

SIFMA Thought Leader Library: Research, commentary and analysis on industry issues

SIFMA SmartBrief | Jul 02, 2015

Register today for SIFMA's C&L Regional Seminar -- San Francisco, Aug. 6

SIFMA SmartBrief | Jul 01, 2015




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